• Compliance Specialist

    Job ID
    2018-5125
    # of Openings
    1
    Hours From
    8:30 AM
    Days Worked
    Monday-Friday
    Hours To
    5:00 PM
  • Overview

    Job Summary:

    Join our Corporate Compliance Assurance team as a Compliance Specialist to assist senior auditors with SOX, SOX-IT and/or ISMS audits. The ideal candidate will be a quick learner, and have strong attention to detail and the ability to follow specific and general instructions. The Compliance Specialist will audit to validate the accuracy, effectiveness and relevance of REI’s financial and operational business activities.

    Responsibilities include

    The Compliance Specialist Will:

    • Support senior auditors in the preparation of the internal audit program plan for each business unit. Develop knowledge of internal audit processes and method. Assist in creating internal audit checklist to ensure that the standard elements in each management system are covered in the audit
    • Serve in an advisory role in the promotion of REI policy, standards and controls.
    • Support senior level employees with internal audits of actual processes relative to ISMS and/or SOX and SOX-IT requirements. Observe work activities and interview employees, examine documentation and operating procedures, and determine compliance with internal controls and standards set forth by each management system.
    • Assist higher-level staff with follow-up, verify and evaluate the adequacy of post-audit corrective actions by re-examining procedures, observe revised processes, and conduct follow-up audits. Ensure that all countermeasures are followed before closing the CARs issued.
    • Prepare audit summary reports by compiling, analyzing, organizing, and summarizing information gathered during the audit.  Identify and report compliance issues and recommendation to higher-level staff.
    • May perform any of the following:
      • Analyze and document business processes that are affected by SOX standards/regulations and report the findings to higher-level staff for developing applications under supervision for the automated document management system to support SOX compliance activities.
      • Provide training and guidance to REI staff in the development and implementation of policies, procedures, forms and instructions and the use of a specific Management System.
    • Interact frequently with REI management and staff in assigned Groups to be audited. May interact with Internal Management Control Division (IMCD) auditors from RCL during SOX audits. Interaction normally involves exchanging information and respond to requests for information.

    Qualified candidates will possess

    • Bachelor's degree with 2-4 years of internal audit, governance, risks or compliance experience. At least 2 years of SOX audit/compliance experience, preferably in a manufacturing company.
    • SOX-IT audit/compliance experience preferred
    • Auditor Certifications in Internal Audit, preferred
    • Certifications in ISO 27001 (ISMS), Certified Information System Auditor (CISA); Certified Information Security Manager (CISM) ; Certified Information systems security professional (CISSP), preferred
    • Very good analytical, audit, investigative, problem-solving, organizational, interpersonal, and communication skills.
    • Advanced skills in Excel, Word, and PowerPoint.
    • Working knowledge of ISMS, and/or SOX standards and principles.
    • Knowledge of COBIT (Control Objectives for Information and Related Technology) or PCAOB (Public Company Accounting Oversight Board) standards a plus.

    AA/M/F/VETERANS/Individuals with Disabilities, EOE, Drug-Free Workplace

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